Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Manager of certification employee (since 12 Sep 2024)
- [FCA CF] Material risk taker (since 12 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 12 Sep 2024)
- [FCA CF] Client dealing (since 12 Sep 2024)
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Bank of Scotland plc
FRN 169628
- [FCA CF] Client dealing (since 12 Sep 2024)
- [FCA CF] Manager of certification employee (since 12 Sep 2024)
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- [FCA CF] Client dealing (7 Sep 2016 to 8 Jul 2023)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 8 Jul 2023)
- CF30 Customer (14 Oct 2015 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 8 Jul 2023)
- [FCA CF] Client dealing (7 Sep 2016 to 8 Jul 2023)
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- CF30 Customer (4 Dec 2007 to 19 Jun 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.