Christian Charles Bowes Gardner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • Responsibility for MCD Intermediation (since 15 Jun 2021)
    • SMF16 Compliance Oversight (since 15 Jun 2021)
    • Responsible for Insurance Distribution (since 15 Jun 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Jun 2021 to 13 Jan 2025)
    • SMF27 Partner (15 Jun 2021 to 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jul 2024)
    • CF30 Customer (5 May 2016 to 8 Dec 2019)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.