Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heptagon Capital LLP (no longer approved here)

    FRN 403304

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Mar 2022)
    • CF30 Customer (24 Jul 2014 to 8 Dec 2019)
  • SEILERN INVESTMENT MANAGEMENT LTD. (no longer approved here)

    FRN 144827

    • CF10 Compliance Oversight (3 Dec 2013 to 25 Jun 2014)
    • CF11 Money Laundering Reporting (24 May 2011 to 25 Jun 2014)
    • CF3 Chief Executive (24 May 2011 to 25 Jun 2014)
    • CF1 Director (7 Dec 2010 to 23 May 2014)
    • CF30 Customer (19 Aug 2009 to 15 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.