Christian Brooke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2024)
  • Thomas, Carroll Independent Financial Advisers Limited (no longer approved here)

    FRN 450497

    • [FCA CF] Client dealing (29 Apr 2024 to 15 Nov 2024)
    • [FCA CF] Functions requiring qualifications (29 Apr 2024 to 15 Nov 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (28 Mar 2022 to 26 Apr 2024)
    • [FCA CF] Functions requiring qualifications (28 Mar 2022 to 26 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.