Christian Brennand

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Client dealing (since 3 Mar 2017)
    • [FCA CF] Functions requiring qualifications (since 31 May 2016)
    • [FCA CF] Manager of certification employee (since 31 May 2016)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2020 to 8 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (6 Feb 2007 to 31 Oct 2007)
  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Client dealing (since 1 Jul 2018)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
    • [FCA CF] Manager of certification employee (since 1 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2020 to 6 Mar 2024)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (9 May 2011 to 12 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

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