Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Aug 2023 to 12 Sep 2025)
    • CF30 Customer (7 Aug 2023 to 12 Sep 2025)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (303)Employed By (7 Aug 2023 to 12 Sep 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (19 Aug 2022 to 5 Apr 2023)
    • CF30 Customer (8 Aug 2022 to 5 Apr 2023)
  • Adrian Connelly Wealth Management Limited (no longer approved here)

    FRN 529411

    • (3)Employed By (8 Aug 2022 to 5 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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