Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Algorithmic trading (13 Nov 2017 to 24 Oct 2019)
- [FCA CF] Client dealing (13 Nov 2017 to 24 Oct 2019)
-
- CF30 Customer (1 Nov 2007 to 19 Oct 2008)
- CF21 Investment Adviser (15 Sep 2004 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 19 Oct 2008)
- CF21 Investment Adviser (15 Sep 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.