Chris Van Aeken

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley Investment Management (ACD) Limited
FRN 230885
- Director of firm who is not a certification employee or a SMF manager (since 27 Oct 2022)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF28 Systems and controls (1 Nov 2007 to 22 Jan 2008)
- CF1 Director (20 Jun 2006 to 15 Sep 2007)
- CF14 Risk Assessment (8 Jun 2005 to 31 Oct 2007)
Quilter Cheviot Limited (no longer approved here)
FRN 124259
- CF1 Director (9 Aug 2006 to 1 Mar 2007)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- CF1 Director (20 Jun 2006 to 15 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.