Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 10 Jan 2024)
    • Employed By (18 Feb 2004 to 15 Dec 2006)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 2 Jan 2024)
    • CF30 Customer (since 6 Nov 2023)
    • CF1 Director (AR) (since 6 Nov 2023)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jan 2024)
    • CF1 Director (AR) (21 Jul 2009 to 10 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 10 Jan 2024)
    • CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Feb 2004 to 22 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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