Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Proprietary trader (21 Feb 2022 to 25 Apr 2025)
    • [FCA CF] Significant management (21 Feb 2022 to 25 Apr 2025)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 9 Sep 2019)
    • CF30 Customer (1 Nov 2007 to 2 May 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2004)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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