Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 16 Aug 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 23 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Jan 2024)
    • CF30 Customer (4 Jul 2011 to 9 Jul 2013)
  • Alchemy Special Opportunities LLP (no longer approved here)

    FRN 452050

    • CF30 Customer (1 Nov 2007 to 23 Jun 2011)
    • CF27 Investment Management (4 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.