Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 16 Aug 2024)
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- [FCA CF] Client dealing (7 Sep 2016 to 23 Jan 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Jan 2024)
- CF30 Customer (4 Jul 2011 to 9 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 23 Jun 2011)
- CF27 Investment Management (4 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.