Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
    • CF30 Customer (17 Aug 2010 to 8 Dec 2019)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Aug 2023)
    • CF30 Customer (17 Aug 2010 to 8 Dec 2019)
  • RWC Asset Management LLP (no longer approved here)

    FRN 474286

    • CF30 Customer (27 Dec 2007 to 15 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.