Chris Ioannou

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prestige Specialist Independent Financial Advice Limited

    FRN 589099

    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (25 Jul 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (25 Jul 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jul 2013 to 30 Sep 2018)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (24 Mar 2010 to 21 May 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (10 Dec 2007 to 3 Apr 2009)
  • Turtle Finance Limited (no longer approved here)

    FRN 302680

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jan 2007)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 1 Jan 2007)
    • CF3 Chief Executive (31 Oct 2004 to 1 Jan 2007)
    • CF1 Director (31 Oct 2004 to 1 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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