Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • [FCA CF] Client dealing (25 Oct 2024 to 26 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 3 Jun 2024)
    • CF10a CASS Oversight function (1 Oct 2011 to 3 Mar 2015)
    • CF30 Customer (1 Nov 2007 to 14 Nov 2019)
    • CF8 Apportionment and Oversight (5 May 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Jul 2003 to 29 May 2013)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Oct 2011)
  • Octopus Renewables Limited (no longer approved here)

    FRN 473797

    • SMF3 Executive Director (25 Jan 2021 to 20 Jul 2023)
  • Octopus AIF Management Limited (no longer approved here)

    FRN 615467

    • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2022)
    • CF1 Director (22 Jul 2014 to 8 Dec 2019)
  • Octopus Electric Vehicles Limited (no longer approved here)

    FRN 809736

    • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

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