Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (25 Oct 2024 to 26 Sep 2025)
- SMF3 Executive Director (9 Dec 2019 to 3 Jun 2024)
- CF10a CASS Oversight function (1 Oct 2011 to 3 Mar 2015)
- CF30 Customer (1 Nov 2007 to 14 Nov 2019)
- CF8 Apportionment and Oversight (5 May 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Jul 2003 to 29 May 2013)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Oct 2011)
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- SMF3 Executive Director (25 Jan 2021 to 20 Jul 2023)
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- SMF3 Executive Director (9 Dec 2019 to 25 Nov 2022)
- CF1 Director (22 Jul 2014 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 5 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.