Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa Capital Markets Europe Limited
FRN 124490
- [FCA CF] Client dealing (since 25 Jun 2020)
- [FCA CF] Material risk taker (25 Jun 2020 to 1 Apr 2022)
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- [FCA CF] Manager of certification employee (1 Oct 2018 to 22 Jan 2019)
- [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)
- CF30 Customer (7 Jun 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.