Chris Hetherington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 16 Sep 2021)
    • CF21 Investment Adviser (11 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jun 2007 to 11 Oct 2007)
  • Herald Wealth Management Ltd (no longer approved here)

    FRN 581759

    • (1)Employed By (26 Oct 2018 to 16 Sep 2021)
  • Christopher Allen Hetherington (no longer approved here)

    FRN 469208

    • Employed By (28 Sep 2009 to 16 Sep 2021)
  • Hetherington's (U346) (no longer approved here)

    FRN 169981

    • (1)Employed By (1 Oct 1998 to 25 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.