Chris Dowling

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 10 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Nov 2025)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jul 2025)
    • CF30 Customer (4 Oct 2017 to 8 Dec 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (5 May 2017 to 29 Sep 2017)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF30 Customer (13 Feb 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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