Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 28 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2022)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • CF30 Customer (17 Sep 2021 to 6 May 2022)
    • Appointed representative dealing with clients for which they require qualification (16 Sep 2021 to 6 May 2022)
    • [FCA CF] Client dealing (16 Sep 2021 to 6 May 2022)
    • [FCA CF] Functions requiring qualifications (16 Sep 2021 to 6 May 2022)
  • Tempus Financial Planning Limited (no longer approved here)

    FRN 746703

    • Employed By (1 Jan 2019 to 6 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.