Chris Alan Marks

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • SMF12 Chair of the Remuneration Committee (since 7 Apr 2025)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (6 Sep 2018 to 13 May 2020)
    • [FCA CF] Manager of certification employee (6 Sep 2018 to 13 May 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (6 Sep 2018 to 13 May 2020)
    • [FCA CF] Material risk taker (6 Sep 2018 to 13 May 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • SMF1 Chief Executive (30 Apr 2018 to 19 Dec 2019)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 30 Apr 2018)
    • CF29 Significant management (3 Feb 2011 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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