Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (30 Apr 2020 to 8 Dec 2021)
    • [FCA CF] Client dealing (7 Aug 2019 to 8 Dec 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (30 Apr 2020 to 8 Dec 2021)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF23 Corporate Finance Adviser (20 Sep 2005 to 24 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.