Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 10 Nov 2021)
- [FCA CF] Manager of certification employee (since 25 Feb 2021)
- [FCA CF] Client dealing (since 4 Aug 2020)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 10 Nov 2021)
- [FCA CF] Manager of certification employee (since 25 Feb 2021)
- [FCA CF] Client dealing (since 4 Aug 2020)
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- [FCA CF] Client dealing (7 Mar 2016 to 1 Aug 2020)
- CF30 Customer (12 Jun 2015 to 6 Mar 2016)
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- CF30 Customer (12 Jun 2015 to 6 Mar 2016)
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- CF30 Customer (7 Oct 2011 to 27 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.