Chloe Stages

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited

    FRN 119250

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 27 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2024)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jan 2024)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2024)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jan 2024)
    • CF30 Customer (14 Sep 2018 to 8 Dec 2019)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2024)
    • CF30 Customer (21 Jun 2018 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2024)

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