Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (since 19 Apr 2021)
    • [PRA CF] Managing a material risk taker (since 16 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Jan 2021)
    • [FCA CF] Client dealing (since 20 May 2020)
    • [FCA CF] Significant management (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (since 19 Apr 2021)
    • [PRA CF] Managing a material risk taker (since 16 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Jan 2021)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (26 Jan 2010 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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