Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Jun 2018)
    • [FCA CF] Manager of certification employee (29 Jun 2018 to 30 Jan 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (17 Sep 2010 to 21 Jan 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 10 May 2010)
    • CF21 Investment Adviser (8 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (3 Aug 2005 to 8 Nov 2005)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 10 May 2010)
    • CF21 Investment Adviser (8 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (3 Aug 2005 to 8 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.