Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pi Financial Ltd
FRN 186419
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 9A. Advising on P2P agreements
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Aug 2025)
- CF1 Director (AR) (14 May 2018 to 8 Aug 2025)
- CF30 Customer (5 Mar 2018 to 8 Aug 2025)
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- Employed By (19 Mar 2018 to 8 Aug 2025)
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- CF1 Director (AR) (4 Dec 2012 to 1 Jan 2014)
- CF30 Customer (4 Dec 2012 to 1 Jan 2014)
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- CF1 Director (AR) (4 Sep 2012 to 24 Jun 2013)
- CF30 Customer (4 Sep 2012 to 27 Dec 2012)
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- CF30 Customer (7 Mar 2012 to 9 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.