Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Aug 2025)
    • CF1 Director (AR) (14 May 2018 to 8 Aug 2025)
    • CF30 Customer (5 Mar 2018 to 8 Aug 2025)
  • Alterno Wealth Ltd (no longer approved here)

    FRN 803925

    • Employed By (19 Mar 2018 to 8 Aug 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (4 Dec 2012 to 1 Jan 2014)
    • CF30 Customer (4 Dec 2012 to 1 Jan 2014)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (4 Sep 2012 to 24 Jun 2013)
    • CF30 Customer (4 Sep 2012 to 27 Dec 2012)
  • THE BOBBY DHANJAL PRACTICE LIMITED (no longer approved here)

    FRN 537673

    • CF30 Customer (7 Mar 2012 to 9 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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