Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 13 Oct 2021)
- [FCA CF] Client dealing (since 28 Mar 2017)
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- CF30 Customer (17 Jun 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 14 Apr 2015)
- CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Feb 2007 to 19 Jul 2007)
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- CF30 Customer (1 Nov 2007 to 14 Apr 2015)
- CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Nov 2006 to 19 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.