Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 13 Oct 2021)
    • [FCA CF] Client dealing (since 28 Mar 2017)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (17 Jun 2015 to 6 Mar 2016)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (1 Nov 2007 to 14 Apr 2015)
    • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Feb 2007 to 19 Jul 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 14 Apr 2015)
    • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Nov 2006 to 19 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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