Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 2 Oct 2024)
- [FCA CF] Client dealing (since 21 Nov 2022)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 2 Oct 2024)
- [FCA CF] Client dealing (since 21 Nov 2022)
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- [FCA CF] Client dealing (2 Aug 2016 to 13 Oct 2022)
- CF30 Customer (8 Feb 2011 to 1 Feb 2012)
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- [FCA CF] Client dealing (2 Aug 2016 to 13 Oct 2022)
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- [FCA CF] Client dealing (7 Mar 2016 to 13 Oct 2022)
- CF30 Customer (8 Feb 2011 to 1 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.