Ching Yam Lee

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (22 Feb 2023 to 7 Mar 2024)
    • [PRA CF] Managing a material risk taker (18 Jan 2023 to 28 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (17 Jan 2019 to 7 Feb 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 16 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (17 Jan 2019 to 7 Feb 2025)
    • [FCA CF] Manager of certification employee (11 May 2017 to 7 Mar 2024)
    • [FCA CF] Client dealing (20 Dec 2016 to 7 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

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