Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Aug 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (10 May 2023 to 1 Jun 2025)
    • [FCA CF] Client dealing (24 Oct 2022 to 1 Jun 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (19 Apr 2021 to 13 May 2022)
    • CF30 Customer (2 Mar 2021 to 13 May 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (319)Employed By (2 Mar 2021 to 13 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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