Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2021 to 12 Jan 2023)
    • [FCA CF] Significant management (17 May 2021 to 12 Jan 2023)
    • [FCA CF] Manager of certification employee (17 May 2021 to 12 Jan 2023)
    • [FCA CF] CASS oversight function (10 Oct 2018 to 5 Feb 2020)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2021 to 12 Jan 2023)
    • [FCA CF] Significant management (17 May 2021 to 12 Jan 2023)
    • [FCA CF] Manager of certification employee (17 May 2021 to 12 Jan 2023)
    • [FCA CF] CASS oversight function (10 Oct 2018 to 5 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.