Chiara Giacomini

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wells Fargo Bank, National Association (no longer approved here)
FRN 456183
- [FCA CF] Material risk taker (1 Jan 2023 to 24 Nov 2023)
- [FCA CF] Client dealing (10 Aug 2020 to 24 Nov 2023)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- [FCA CF] Client dealing (8 Oct 2020 to 24 Nov 2023)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (29 Sep 2011 to 6 May 2015)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF30 Customer (21 Jan 2009 to 30 Aug 2011)
- CF21 Investment Adviser (30 Mar 2005 to 17 Nov 2006)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (1 Nov 2007 to 8 May 2008)
- CF21 Investment Adviser (13 Dec 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.