Chi-Woan Kim

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (18 Nov 2015 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 12 May 2014)
    • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Sep 2006 to 2 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.