Chi Li

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 24 Nov 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (4 Jul 2022 to 20 Oct 2022)
    • [FCA CF] Client dealing (23 Dec 2019 to 20 Oct 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (4 Jul 2022 to 20 Oct 2022)
    • [FCA CF] Client dealing (23 Dec 2019 to 20 Oct 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (4 Jul 2022 to 20 Oct 2022)
    • [FCA CF] Client dealing (23 Dec 2019 to 20 Oct 2022)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (14 Nov 2017 to 15 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.