Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GFI Securities Limited
FRN 184801
- [FCA CF] Manager of certification employee (since 27 Jan 2025)
- [FCA CF] Client dealing (since 18 May 2023)
- [FCA CF] Manager of certification employee (4 Dec 2023 to 15 Nov 2024)
- CF30 Customer (23 May 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 28 Oct 2008)
- CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Jun 2006 to 12 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.