Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2023)
  • Clever Financial Solutions Limited (no longer approved here)

    FRN 798168

    • [FCA CF] Functions requiring qualifications (30 Mar 2022 to 30 Jun 2023)
    • [FCA CF] Client dealing (30 Mar 2022 to 30 Jun 2023)
  • Capital Finance Brokers Limited (no longer approved here)

    FRN 943805

    • [FCA CF] Functions requiring qualifications (5 Jan 2022 to 1 Apr 2022)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • Appointed representative dealing with clients for which they require qualification (24 Aug 2020 to 7 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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