Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
    • [FCA CF] Client dealing (10 Dec 2018 to 11 Dec 2018)
  • Regal Partners Financial Planning Ltd (no longer approved here)

    FRN 214380

    • (1)Employed By (1 Dec 2001 to 22 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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