Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Intelligent Financial Advisory Ltd
FRN 669729
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 28 Sep 2022)
- [FCA CF] Client dealing (since 28 Sep 2022)
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- CF30 Customer (5 Sep 2022 to 25 Oct 2022)
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- Employed By (5 Sep 2022 to 25 Oct 2022)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 19 Jul 2022)
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- [FCA CF] Functions requiring qualifications (26 May 2016 to 1 Jul 2018)
- CF30 Customer (11 Feb 2015 to 6 Mar 2016)
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- CF30 Customer (18 Apr 2013 to 31 Jan 2014)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF22 Investment Adviser (Trainee) (10 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.