Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Mar 2019)
    • Employed By (since 6 Mar 2019)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 27 Feb 2019)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF21 Investment Adviser (12 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Jan 2006 to 12 Jan 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (25 Apr 2002 to 5 Jun 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.