Charlotte Phillips

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2026)
    • [FCA CF] Client dealing (since 16 Apr 2026)
    • [FCA CF] Client dealing (9 Sep 2022 to 25 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Sep 2022 to 25 Oct 2023)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (14 May 2021 to 23 Aug 2022)
    • [FCA CF] Functions requiring qualifications (14 May 2021 to 23 Aug 2022)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (18 Mar 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (18 Mar 2020 to 7 Apr 2021)
    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (14 Aug 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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