Charlotte Pamela Baker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Balanced Financial Services Limited

    FRN 803174

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 Jun 2018)
    • CF10 Compliance Oversight (5 Jun 2018 to 8 Dec 2019)
    • CF1 Director (5 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Jun 2018 to 30 Sep 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 14 Nov 2007)
    • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
  • Fiducia Comprehensive Financial Planning Limited (no longer approved here)

    FRN 209570

    • (24)Employed By (3 Sep 2007 to 14 Nov 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Mar 2005 to 29 Jul 2005)
    • CF22 Investment Adviser (Trainee) (26 Apr 2004 to 18 Mar 2005)

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Updates to this individual's record on the FCA register.

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