Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 30 Apr 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Feb 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (11 Aug 2007 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Manager of certification employee (27 Nov 2017 to 11 May 2018)
    • [FCA CF] Material risk taker (27 Nov 2017 to 11 May 2018)
    • [FCA CF] Client dealing (27 Nov 2017 to 11 May 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (14 Jul 2005 to 11 Aug 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (2 Feb 2004 to 11 Apr 2005)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (22 Feb 2002 to 4 Feb 2004)
    • CF22 Investment Adviser (Trainee) (12 Jan 2002 to 11 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.