Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Significant management (since 30 Apr 2025)
- [FCA CF] Material risk taker (since 1 Jan 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 28 Feb 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (11 Aug 2007 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (27 Nov 2017 to 11 May 2018)
- [FCA CF] Material risk taker (27 Nov 2017 to 11 May 2018)
- [FCA CF] Client dealing (27 Nov 2017 to 11 May 2018)
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- CF21 Investment Adviser (14 Jul 2005 to 11 Aug 2007)
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- CF21 Investment Adviser (2 Feb 2004 to 11 Apr 2005)
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- CF21 Investment Adviser (22 Feb 2002 to 4 Feb 2004)
- CF22 Investment Adviser (Trainee) (12 Jan 2002 to 11 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.