Charlotte Louise Watson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Attivo Investments Limited
FRN 1012439
- 10. Broker fund adviser
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 4 Feb 2025)
- SMF16 Compliance Oversight (since 2 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jan 2025)
- SMF3 Executive Director (since 2 Jan 2025)
SOUND FINANCIAL MANAGEMENT LIMITED (no longer approved here)
FRN 192052
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Aug 2022 to 21 Mar 2024)
- SMF16 Compliance Oversight (9 Aug 2022 to 21 Mar 2024)
Attivo Financial Services Limited (no longer approved here)
FRN 462105
- CF30 Customer (7 Jun 2012 to 1 May 2013)
ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 155241
- CF30 Customer (27 May 2010 to 19 Nov 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.