Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2023)
    • [FCA CF] Client dealing (1 Jan 2023 to 14 Jan 2025)
  • GEMINI WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 458880

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.