Charlotte (Lottie) Kent

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 6 Dec 2023)
    • CF1 Director (AR) (since 30 Oct 2023)
    • CF30 Customer (since 30 Oct 2023)
  • True Financial Design Ltd

    FRN 828514

    • (1)Employed By (since 30 Oct 2023)
    • (1)Employed By (19 Dec 2018 to 20 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2023)
    • CF1 Director (AR) (19 Dec 2018 to 20 Dec 2023)
    • CF30 Customer (19 Dec 2018 to 20 Dec 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (12 Aug 2017 to 29 Aug 2018)
    • CF30 Customer (22 Oct 2013 to 29 Aug 2018)
  • Riverside Financial Consultants Limited (no longer approved here)

    FRN 473223

    • (11)Employed By (22 Oct 2013 to 29 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at True Financial Design Ltd

  2. controlled function added: (1)Employed By at True Financial Design Ltd