Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (18 Jan 2021 to 6 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jan 2021 to 6 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Apr 2020 to 6 Sep 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 6 Sep 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Jan 2009 to 30 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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