Charlotte Frances Allen

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Life Home Finance Limited

    FRN 976892

    • (17)SMF16 Compliance Oversight (since 1 Aug 2023)
    • (16)SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2023)
  • Key Retirement Solutions Limited

    FRN 224987

    • SMF4 Chief Risk (since 7 Dec 2022)
    • SMF16 Compliance Oversight (since 7 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Dec 2022)
    • [FCA CF] Significant management (22 Nov 2021 to 10 Jul 2024)
  • more 2 life Ltd

    FRN 459669

    • SMF16 Compliance Oversight (since 7 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Dec 2022)
    • SMF4 Chief Risk (since 7 Dec 2022)
    • [FCA CF] Significant management (22 Nov 2021 to 10 Jul 2024)
  • Cabot Credit Management Group Limited (no longer approved here)

    FRN 677910

    • SMF4 Chief Risk (13 Feb 2020 to 16 Oct 2021)
    • SMF16 Compliance Oversight (13 Feb 2020 to 16 Oct 2021)
  • Wescot Credit Services Limited (no longer approved here)

    FRN 688858

    • SMF16 Compliance Oversight (28 Jan 2020 to 16 Oct 2021)
    • SMF4 Chief Risk (9 Dec 2019 to 16 Oct 2021)
    • CF1 Director (8 Feb 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Standard Life Home Finance Limited

  2. controlled function removed: SMF16 Compliance Oversight at Standard Life Home Finance Limited

  3. controlled function added: (16)SMF17 Money Laundering Reporting Officer (MLRO) at Standard Life Home Finance Limited

  4. controlled function added: (17)SMF16 Compliance Oversight at Standard Life Home Finance Limited