Charlotte Elizabeth Ward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 16 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (27 Jun 2023 to 16 Apr 2025)
    • CF30 Customer (19 Jun 2023 to 16 Apr 2025)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (161)Employed By (19 Jun 2023 to 16 Apr 2025)
  • HJP Wealth Management Ltd (no longer approved here)

    FRN 769912

    • (1)Employed By (21 Oct 2020 to 26 May 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (31 Mar 2020 to 26 May 2023)
    • CF30 Customer (27 Mar 2020 to 26 May 2023)
  • Roxburgh Ltd (no longer approved here)

    FRN 464721

    • Employed By (27 Mar 2020 to 26 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

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