Charlotte Cook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • [FCA CF] Client dealing (1 Sep 2020 to 15 Mar 2023)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 15 Mar 2023)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (2 Jan 2020 to 17 Aug 2020)
    • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 17 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.