Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 3 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Dec 2024)
    • [FCA CF] Manager of certification employee (since 9 Dec 2021)
    • [FCA CF] Client dealing (since 8 Nov 2021)
    • [FCA CF] Client dealing (10 Jan 2018 to 14 Aug 2021)
    • [FCA CF] Manager of certification employee (10 Jan 2018 to 14 Aug 2021)
    • CF30 Customer (7 Jun 2010 to 29 Mar 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (10 Jan 2018 to 9 Dec 2019)
    • [FCA CF] Client dealing (10 Jan 2018 to 9 Dec 2019)
    • CF30 Customer (19 Jan 2010 to 29 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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