Charlotte Allegra Berman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (23 Dec 2020 to 21 Oct 2024)
    • [FCA CF] Manager of certification employee (21 Jul 2020 to 21 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2020 to 21 Oct 2024)
    • SMF7 Group Entity Senior Manager (11 Mar 2019 to 1 Jun 2020)
    • [PRA CF] Managing a material risk taker (7 Jan 2019 to 11 Apr 2019)
    • CF30 Customer (3 Jul 2013 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (14 Jul 2020 to 19 Dec 2024)
    • [FCA CF] Manager of certification employee (18 Feb 2019 to 11 Apr 2019)
    • [PRA CF] Significant risk taker or Material risk taker (3 Aug 2018 to 7 Feb 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF2 Non Executive Director (8 Dec 2015 to 27 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.